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Ethical Banking

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» What is ethical money?
» How your investments can be ethical
» Positive screening
» Negative screening
» Thematic investment



What is ethical money?


    Ethical money relates to an awareness of the positive social and ecological effects of businesses and companies' activities. The money can be channelled into a variety of financial products: Ethical money is not only limited to buying stocks and shares in ethical companies, but can also be applied to banking, saving, retirement and mortgage products. The Co-operative has a variety of ethical banking products. In addition, the co-operative promises not to lend savings to companies involved in activities that may be considered unethical, such as weapons manufacturing and child labour. The Ecology savings and loans, for example, will only provide mortgages to those intending to buy energy-efficient homes or for people looking to build new homes from reclaimed or sustainable materials. The Society also looks favourably on people who are interested in renovating a derelict building, an area which traditional lenders usually avoid.


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How your investments can be ethical


    Regarding typical banking products, namely current and savings accounts and mortgages, ethical money is attained when the bank does not invest in companies that are known to be involved in ethically negative activities and businesses. Furthermore, a number of banks and savins and loans insist on providing a pro-active ethical investment policy. The issue of ethical money becomes more complicated in relation to ethical investment products. This is because ethical investment funds have different perceptions and definitions of what does and does not constitute 'ethical'. Generally, mainstream funds invest in a company on the basis of its financial performance. While ethical funds are equally concerned with financial performance, they also have to take into consideration the company's social and environmental record. Overall, there are five main approaches to ethical investment, which are referred to as positive screening, negative screening, thematic investment, best of sector, and engagement.

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Positive screening


    With positive screening, a company's activities will be compared to a list of defined positive practices before it is considered as a candidate for investment. Industries that are usually subject to positive screening include waste management, environmental technology, public transport, education, telecommunications and renewable energy. Positive practices also necessitate good working conditions, energy efficient buildings and corporate recycling policies. The Ethical Investment Research Service provides a list of companies that are known to have a good social and environmental record. This is then applied to the negative and positive screening of funds. Funds that employ positive screening are referred to as 'light green' funds. This means that they may be related to companies with a record that does not completely match the required standards. However, this does not necessarily mean that these companies are less effective in achieving the aims of ethical investors. In fact, light green funds may possibly have more ethical potential than 'dark green' funds because they give companies the motivation to examine, review and reconsider their practice.


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Negative screening


    With negative screening, a company's activities will be compared to a list of defined negative practices before it is considered as a candidate for investment. Industries that are usually subject to negative screening include the oil industry, the arms industry, logging and mining industries, and the pornography industry. In addition, bad employment conditions, poor health and safety records, and poor pollution records are all considered negative practices. The Ethical Investment Research Service provides a list of companies that it considers should be avoided by funds. Funds that employ positive screening are referred to as 'Dark green' funds. These are viewed as the most ethical, or the greenest investments available in the market. This means that they are the least likely to have undesirable companies in their portfolio. However, it is still debatable whether the negative avoidance approach has any actual effect other than in limiting the number of companies these funds can invest in.

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Thematic investment


    Thematic investment relates to the selection of companies that are particularly associated with industries of the future such as renewable energy, health care and public transport. These funds usually attend to companies that relate to emerging industries, and therefore thematic funds tend to have a higher percentage of smaller companies in their portfolio.

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